| Managing Risk | | | | client may not be willing to incur the cost of flood |
| As far as possible, a structured approach should be | | | | mitigation measures which the consultant considers |
| taken to minimise flood risks on construction projects | | | | advisable. Such advice should be put in writing. An |
| which will involve:o Avoiding risks where possibleo | | | | 'audit trail' will greatly assist the defence of any future |
| Where risks cannot be avoided, taking due cognisance | | | | claim. |
| of the risks in the design and providing appropriate | | | | Contractual Considerations |
| advice and warning to the client | | | | The first and most obvious advice point to make is |
| Assessing the Risks | | | | that the consultant should ensure that he has a written |
| On any construction project there are likely to be two | | | | contract which, amongst other things, clearly sets out |
| separate but related considerations:o Is the proposed | | | | the scope of the services that he has agreed to |
| structure itself vulnerable to flooding?o Is construction | | | | provide. |
| of the proposed structure likely to increase the risk of | | | | Liability arising from provision of those services can be |
| flooding elsewhere? This in turn requires consideration | | | | limited or in some circumstances excluded. Contractual |
| of the separate risks involved in the process of | | | | provisions that a consultant should consider as a |
| construction (risks arising from temporary works and | | | | matter of course (both in relation to flooding risks and |
| which may or may not be the responsibility of the | | | | more generally) include:o Excluding liability for default of |
| professional) and risks arising from the mere presence | | | | sub-consultants appointed with the agreement of the |
| and/or operation of the permanent works. | | | | cliento Excluding liability for consequential losseso |
| Flood prevention works fall into a category of their | | | | Limiting liability to a specified sum (liability should be |
| own where the consequences of failure may be | | | | capped at a level not exceeding the amount of the |
| catastrophic. Any significant project is likely to involve a | | | | consultant's professional indemnity insurance cover)o |
| desk study of more or less detail. The desk study | | | | Restricting liability to the consultant's fair share of a |
| should include investigations into the flooding history of | | | | loss on the assumption that other responsible parties |
| the site. | | | | will meet their own fair share of the loss (by means of |
| A desk study is likely to highlight risk factors for a | | | | a net contribution clause)o Appropriate exclusions or |
| locality which will need to be supplemented by site | | | | caveats, particularly where the consultant is acting in |
| investigations such as ground investigations and | | | | an advisory role or providing a survey report |
| topographical surveys. | | | | Conclusion |
| If site investigations are provided by the client or | | | | Risks of flooding, like many other risks encountered in |
| commissioned from other consultants, the professional | | | | construction works can be managed provided that |
| can generally expect to rely on them but he is not | | | | they are recognised and properly assessed. Liability for |
| absolved of the responsibility to consider their | | | | risks that cannot be avoided or designed out may be |
| adequacy. If they are inadequate, the client should be | | | | mitigated by appropriate use of contractual exclusions |
| told. If the design is based on assumptions, the design | | | | and limitations. |
| assumptions should be spelt out. | | | | This document does not present a complete or |
| Document the Risk | | | | comprehensive statement of fact or the law, nor does |
| Whether or not formal reports are issued to a client, | | | | it constitute legal advice. It is intended only to highlight |
| risks identified by the consultant should be discussed | | | | issues that might be of interest; specialist legal advice |
| with the client and those discussions documented. A | | | | may be required where appropriate. |